CA K Sanjay BhargavChartered Accountant
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Investing in an Indian private company or LLP as an NRI, OCI or foreign individual

CA K Sanjay Bhargav, Chartered Accountant, Bengaluru

Membership No. 250054 · DISA (ICAI)

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Short answer: a non-resident individual can put money into an Indian private company or LLP on one of two bases. Repatriable: foreign direct investment under Schedule I of the FEMA (Non-Debt Instruments) Rules 2019, open to any person resident outside India, with sectoral caps, pricing guidelines and RBI reporting (Form FC-GPR within 30 days of allotment), and free repatriation after tax. Non-repatriable: under Schedule IV, open only to NRIs and OCIs, treated as domestic investment with no FEMA pricing and no FC-GPR, but with sale proceeds credited to an NRO account and taken out within USD 1 million a financial year. The 12 June 2026 amendment extended the listed-company route to all foreign individuals. It did not change how anyone invests in a private company.

This note explains the mechanics and the compliance. Whether a particular investment is a good idea is not something it addresses.

Who can use which route

InvestorSchedule I: repatriable FDISchedule IV: non-repatriableSchedule III: listed shares on the exchange
NRI (Indian citizen resident abroad)YesYesYes
OCI (registered Overseas Citizen of India)YesYesYes
Foreign individual without an OCI cardYesNoYes, from 12 June 2026
Citizen of a country sharing a land border with IndiaGovernment approval routeNRI or OCI onlySubject to the land-border proviso

The last row is the Press Note 3 regime, which applies to individuals as well as companies. It is covered in Press Note 3 after the 2026 changes.

The repatriable route: Schedule I

This is foreign direct investment, and it carries the full FDI framework.

RequirementWhat it means
Entry route and sectoral capMost sectors allow 100% under the automatic route; some have caps, conditions or need approval
Source of moneyInward remittance through banking channels, or a debit to your NRE or FCNR(B) account; not NRO
AllotmentWithin 60 days of receiving the money, or it must be refunded within 15 days
Price on issueNot less than fair value, by an internationally accepted pricing methodology on an arm's length basis
Who certifies the valueA chartered accountant, a SEBI-registered merchant banker or a practising cost accountant
Reporting the issueForm FC-GPR on the RBI's FIRMS portal, through the company's authorised dealer (AD) bank, within 30 days of allotment
Reporting a later transferForm FC-TRS within 60 days, for a transfer between a resident and a non-resident
AnnualThe company's FLA return by 15 July, every year the investment subsists

On a later transfer, the pricing guidelines point in the direction that protects India's reserves: a resident selling to you must receive at least fair value, and when you sell to a resident you may receive no more than fair value.

These filings belong to the company and, for FC-TRS, to the resident party, but a late one costs the investor time at exit. The company-side sequence is in bringing in share capital and filing FC-GPR, and what a delay costs in the FEMA filings companies miss.

The non-repatriable route: Schedule IV

Schedule IV lets an NRI or OCI, or a company, trust or partnership they own and control, invest on a non-repatriation basis. Such investment is deemed to be domestic investment, made on the same footing as a resident's.

FeatureSchedule IV position
WhoNRIs, OCIs, and entities owned and controlled by them
InstrumentsShares and convertible instruments of an Indian company; capital of an LLP; capital of a partnership firm or proprietary concern
Sectoral caps and FDI conditionsDo not apply, apart from Schedule IV's own prohibited list
ProhibitedA Nidhi company; agricultural or plantation activities; real estate business; construction of farm houses; dealing in transferable development rights. For firms and proprietary concerns, print media is also excluded
FEMA pricing guidelinesDo not apply
FC-GPR on issueNot required, because the investment is not FDI
Source of moneyInward remittance, or your NRE, FCNR(B) or NRO account
Where the proceeds goNRO account only, whichever account the money came from

The entry is easier; the exit is narrower. Three consequences follow.

Sale proceeds are capped on the way out. They leave India within the USD 1 million per financial year facility, on documentary evidence, as set out in the USD 1 million NRO limit. A large exit takes several years, or a Reserve Bank application.

The character is fixed at the start. A non-repatriable holding cannot simply be redesignated. It becomes repatriable only on a transfer to someone who will hold it on a repatriable basis, at which point the FDI rules, the pricing guidelines and Form FC-TRS all apply.

The paper trail matters years later. When you eventually remit sale proceeds, the bank will ask for proof that the investment was made on a non-repatriation basis. The board resolution, the offer letter and the share certificate should say so.

Income tax is separate from all of this. Schedule IV switches off the FEMA pricing guidelines, not the Income-tax Act. An investor who receives shares for less than their fair market value can be taxed on the shortfall under Section 56(2)(x) of the 1961 Act, now Section 92 of the 2025 Act. On the company's side, the tax on share premium above fair value in Section 56(2)(viib), known as angel tax, no longer applies from financial year 2024-25.

What the June 2026 amendment changed, and what it did not

The FEMA (Non-Debt Instruments) (Third Amendment) Rules 2026 were notified as S.O. 3030(E) on 12 June 2026 and took effect that day. The RBI made matching changes to the reporting regulations the same month.

ProvisionBefore 12 June 2026After
Rule 9(1)Referred to "a non-resident Indian or an overseas citizen of India""an individual"
Chapter V and Rule 12Investment by NRI or OCIInvestment by an individual person resident outside India, including an NRI or OCI
Rule 12(1) / Schedule III (listed shares, repatriable)NRIs and OCIs onlyAny individual resident outside India
Schedule III limits5% per individual; 10% aggregate, raisable to 24% by resolutionLess than 10% per individual; 24% aggregate for all individual foreign investors
Account and reportingNRE account; Form LEC (NRI)Any designated repatriable rupee account; Form LEC (IFI)
Breach—Five trading days to sell down, or the holding is treated as FDI
Land border—Prior government approval where ownership or control passes to a land-bordering country's citizens or entities

What it does not do. Schedule III is portfolio investment in listed companies, bought and sold through a stock exchange. It has nothing to do with subscribing for shares in a private company. For a private company:

  • Schedule I was already open to any person resident outside India, including a foreign individual with no Indian connection. That is unchanged.
  • Schedule IV still refers to an NRI or an OCI in Rule 12(2). A foreign individual without an OCI card still cannot invest on a non-repatriation basis.
  • Schedule VI, for LLPs, is unchanged.

A foreign individual considering a private company therefore faces the same choice after June 2026 as before: Schedule I, with its pricing and reporting, or not at all.

Investing in an LLP

Repatriable (Schedule VI)Non-repatriable (Schedule IV)
WhoAny person resident outside IndiaNRIs and OCIs
SectorsOnly where 100% FDI is allowed under the automatic route and there are no FDI-linked performance conditionsAny, except Schedule IV's prohibited list
PricingFair price, by an accepted valuation methodNo FEMA pricing
ReportingForm LLP(I) within 30 days of receiving the money; Form LLP(II) on disinvestment or transferNone on entry
ExitRepatriable after taxTo NRO, within USD 1 million a year

The sector condition is the one that matters. An LLP in a sector with any FDI-linked condition cannot take repatriable foreign money, but can take an NRI's or OCI's non-repatriable contribution. Whether an LLP suits a business with outside investors at all is a separate question, touched on in setting up a company in India as a non-resident.

How the money comes back out

FlowSchedule I (repatriable)Schedule IV (non-repatriable)
DividendsRepatriable after taxCredited to NRO; repatriable after tax as current income
Sale to a residentPrice no more than fair value; FC-TRS; proceeds repatriableNo FEMA pricing; proceeds to NRO
Sale to a non-residentPermitted, subject to the sector's entry routeBecomes a repatriable holding in the buyer's hands: FDI rules and FC-TRS apply
Buy-back, capital reduction, liquidationRepatriable, with FEMA pricingTo NRO
Remitting sale proceedsFreely, after taxWithin USD 1 million per financial year

Tax travels separately. Dividends and capital gains from an Indian company are taxable in India. The company or buyer deducts tax at source on payments to a non-resident, under Section 195 of the 1961 Act and, from tax year 2026-27, Section 393(2) of the 2025 Act. A lower treaty rate needs a tax residency certificate and Form 41 (formerly Form 10F), as explained in treaty relief for NRIs. Before the bank remits, the Form 145/146 position has to be settled.

Before any money is sent

  1. Establish your status: NRI, OCI or foreign individual, and whether any land-border connection exists.
  2. Decide repatriable or non-repatriable, with the exit in mind, not the entry.
  3. Check the company's or LLP's sector against the FDI entry route and cap, or Schedule IV's prohibited list.
  4. Obtain the valuation before the price is fixed, where the repatriable route applies.
  5. Send the money from the right account: inward remittance or NRE/FCNR(B) for repatriable; any of these, or NRO, for non-repatriable.
  6. Diarise the company's filings: allotment within 60 days, FC-GPR or LLP(I) within 30 days.
  7. Record the basis of the investment in the company's documents.

This note sets out the general position as at 23 September 2026 under the FEMA (Non-Debt Instruments) Rules 2019, as amended by the Third Amendment Rules of 12 June 2026, and the related RBI reporting regulations. It is not investment advice and says nothing about whether any investment is suitable. Sectoral caps, entry routes and reporting forms change often; confirm the current rules for the company's sector, and your own status, with the company's AD bank before any money is sent.

Frequently asked questions

What is the difference between repatriable and non-repatriable investment?

A repatriable investment is foreign direct investment under Schedule I of the FEMA (Non-Debt Instruments) Rules 2019: the sectoral caps and pricing guidelines apply, the company reports it to the RBI in Form FC-GPR, and dividends and sale proceeds can be taken out of India freely after tax. A non-repatriable investment under Schedule IV is open only to NRIs and OCIs, is treated as domestic investment with no pricing guidelines and no FC-GPR, but its sale proceeds go to an NRO account and leave India only within USD 1 million a financial year.

Since June 2026, can any foreign individual invest in an Indian private company?

A foreign individual could already do so before June 2026, through the repatriable FDI route in Schedule I, which is open to any person resident outside India subject to the sector's entry route and cap. The FEMA (Non-Debt Instruments) (Third Amendment) Rules 2026, notified on 12 June 2026, opened a different route: buying shares of listed Indian companies on the stock exchange under Schedule III, which had been limited to NRIs and OCIs. For a private company, nothing about access changed.

Can a foreign individual who is not an OCI use the non-repatriable route?

No. Schedule IV remains limited to non-resident Indians, Overseas Citizens of India, and entities they own and control. The June 2026 amendment rewrote the opening of Rule 12 and its first sub-rule for listed-company investment, but the non-repatriation sub-rule still refers to an NRI or an OCI. A foreign individual without an OCI card invests in a private company through Schedule I, with its pricing, reporting and sectoral conditions.

What price must the shares be issued at?

For a repatriable investment, not less than fair value, determined by an internationally accepted pricing methodology on an arm's length basis and certified by a chartered accountant, a SEBI-registered merchant banker or a practising cost accountant. For a non-repatriable investment the FEMA pricing guidelines do not apply. The Income-tax Act still does: an investor who receives shares for less than their fair market value can be taxed on the difference under the gift provisions, Section 56(2)(x) of the 1961 Act, now Section 92 of the 2025 Act.

Can an NRI invest in an LLP?

Yes, by either route. On a repatriable basis under Schedule VI, foreign investment in an LLP is permitted only where the LLP's sector allows 100% foreign investment under the automatic route with no FDI-linked performance conditions, and the LLP reports it to the RBI in Form LLP(I) within 30 days of receiving the money. On a non-repatriable basis under Schedule IV, an NRI or OCI may contribute to an LLP's capital even where FDI in an LLP would not be allowed, unless the activity is on Schedule IV's prohibited list.

Can I switch a non-repatriable investment to repatriable later?

Not by redesignating it. The holding keeps the character it had when made. It becomes repatriable only when it is transferred to someone who holds it on a repatriable basis, and that transfer then follows the FDI rules: the sector must be open, the pricing guidelines apply, and the transfer is reported in Form FC-TRS. Choosing the route at the start matters for that reason.

Putting money into an Indian company from abroad?

Send your citizenship and residence, the company or LLP and its activity, the amount, and whether you will want the money back abroad, on WhatsApp or by email. Which route applies, the valuation it needs, the RBI filings and the exit route are established before any money is sent.

Related service: FEMA & FDI Compliance